Compliance Assistant

Posted 2 months ago by Asia Asset Finance PLC, Classification: Banking & Financial Services

Job Description:

  • Ensuring Compliance with all regulatory directions and create relevant awareness on same
  • Supervision and coordination of all Compliance activities for the company on a regular and timely manner
  • Review and improve the compliance program based on the prioritized compliance risks to ensure that the company meets the regulatory requirements
  • Liaise with CBSL and ensure timely submission and follow up of On-site report
  • Updating and revising policies as appropriate
  • Submit reports to the Board of Directors and CBSL on a timely manner and coordinate same with other relevant departments
  • Create regular awareness on regulatory requirements, policy changes to the Board of Directors and staff
  • Carry out AML / CFT awareness for staff and ensure due compliance on same
  • Provide Regulatory Compliance risk reporting and coordinate Regulatory
  • Compliance requirements Identify and oversee material compliance upstream and downstream regulatory developments while supporting the Company to address regulatory change
  • Manage the relationship and engagement with Regulators on all matters relevant to the Regulatory Compliance
  • Carry out compliance reviews periodically and provide recommendations as appropriate

Job requirement

  • Educational background and Experience in Accounting.
  • Candidates with at least A/L qualification.
  • Prior experience in Compliance preferably from Non-Banking Financial Industry will be an added advantage.
  • Verbal and written communication skills in English coupled with proficiency n MS Office

Attractive remuneration package awaits the selected candidate

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