Compliance Officer

The selected candidate will be responsible for,

• Handling client complaints and dealing with SEC & CSE/CDS.
• Preparing daily and monthly reports to SEC and CSE.
• FIU Reporting.
• Handling SEC, CSE, CDS & FIU audits.
• Conduct Regular audits related to company procedures, practices, and documents to identify possible weaknesses or risks.
• Assess company operations to determine compliance risk.
• Ensure all employees are educated on the latest regulations and processes.
• Resolve employee concerns about legal compliances within the group.
• Authorizing new accounts opening/internet trading/intra transfers /Staff trades other required conformations.
• Maintaining records of all documentations.
• Ensuring and monitoring trading participants to comply with SEC, CSE and CDS rules and regulations.

The ideal candidate should possess:

• Degree in Business Administration/Finance/Accounting/ Law or an equivalent qualification in Finance/ Accounting/ Law.
• Excellent oral and written communication skills.
• Strong attention to detail.
• Excellent analytical skills.

An attractive remuneration package awaits the right candidate

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