Executive – Risk and Compliance

Posted a year ago by Abans Finance, Classification: Banking & Financial Services

Key Responsibilities

  • To assist in the compliance process with attention to provisions of the Finance Business Act no 42 of
    2011, Directions / Guidelines and Rules issued by the CBSL to ensure compliance.
  • To assist in the Compliance process related to Listing rules of the CSE.
  • Coordinate with the Board of Directors, Company secretaries & Senior management on any matters
    related to Risk & Compliance.
  • Compile relevant information for the implementation of AML/CFT policies and procedures to ensure the
    regulatory requirements are met.
  • Assist the Compliance officer to Identify material, individual, aggregate, and emerging risks (both
    quantitative and qualitative) and to assess risks by measuring the company’s exposure to them.
  • Analyze Company Data and assist in preparing reports & resolutions to the Board / Board Sub Committee
    and Management Committee Meetings on matters related to Risk & Compliance.

Requirements:

  • Should possess a minimum of 2-3 years experience in a Finance institution.
  • Bachelor’s degree in Finance, Management, Mathematics, Statistics, and Full or part professional qualification in CA Sri Lanka, ACCA, CIMA or CFA.
  • Excellent knowledge of advanced MS Excel.
  • Good analytical and number-crunching skills.
  • Good communication skills in written and spoken English.
  • The ability to work independently under minimum supervision and be a team player.

 



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